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CAN-2025-PG1TNF

RIA Operations Leader

Function: Operations Location: Great Plains

Years of Experience

12+ years

Overview

RIA operations leader with 12+ years of experience in registered investment advisor operations, compliance, and technology implementation. Expert in regulatory compliance and operational efficiency.

Skills

RIA Operations Regulatory Compliance Technology Implementation Process Optimization Client Service Vendor Management Risk Management Team Leadership Industry Regulations

Education

MBA in Operations Management, University of Nebraska-Lincoln
BS in Business Administration, University of Kansas

Certifications

PMP, Six Sigma Green Belt, RIA Compliance

Full Description

Operations specialist focused on RIA compliance, efficiency, and client service excellence.

  • Led operations for $200M+ RIA with 1,000+ clients
  • Implemented compliance programs ensuring zero regulatory issues
  • Optimized operational processes reducing costs by 25%
  • Led technology implementations improving client experience
  • Managed vendor relationships and service level agreements

Contact Information

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